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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
51 - Exercise of options
$200,200
+61,600 vol
$3.25 each
92,400
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options
$-149,996
-30,800 vol
$4.87 each
0
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options
$-200,200
-61,600 vol
$3.25 each
30,800
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
51 - Exercise of options
$149,996
+30,800 vol
$4.87 each
123,200
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Series A Preferred Share Options
38 - Redemption, retraction, cancellation, repurchase
$-149,996
-15,400 vol
$9.74 each
0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Preferred Shares Series A Preferred Shares
38 - Redemption, retraction, cancellation, repurchase
$-467,063.52
-46,200 vol
$10.11 each
0
Filed 2015-11-11
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
51 - Exercise of options
$100,100
+30,800 vol
$3.25 each
30,800
Filed 2015-11-11
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Preferred Shares Series A Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Series A Preferred Share Options
51 - Exercise of options

-46,200 vol
15,400
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options

-30,800 vol
92,400
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Preferred Shares Series A Preferred Shares
51 - Exercise of options
$299,838
+46,200 vol
$6.49 each
46,200